1、 顺序通过第一、第二和第三级考试
2、 至少有三年与投资决策相关的工作经验
3、 成为AIMR®的会员或当地机构的会员
4、 遵守AIMR®的章程和相关管理规定
CFA® Charter Requirements
FOR THOSE CANDIDATES WHO WERE REGISTERED BEFORE THE 2005 EXAMINATION YEAR AND WHO SUCCESSFULLY COMPLETE THE PROGRAM BY 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.
Requirements to Be Awarded and to Maintain the Use of the CFA® Charter
To be awarded the CFA® charter, a candidate must:
1. Sequentially pass the Level I, Level II, and Level III examinations;
2. Have at least three years of acceptable professional experience working in the investment decision-making process; and
3. Join CFA® Institute as a member. As part of the application for CFA® Institute membership, a candidate must:
Provide current completed sponsor forms;
Sign and complete the Professional Conduct Statement;
Sign and agree to comply with the terms of the Member’s Agreement; and
Exhibit a high degree of ethical and professional conduct.
4. Apply concurrently for membership in a CFA® Institute Society of your choice. Your active membership in CFA® Institute Societies is an important part of continuing advancement in your profession.
5. Once a candidate becomes a CFA® charterholder, he or she must comply with the CFA® Institute conditions, requirements, policies and procedures of a CFA® charterholder and CFA® Institute member, including those set forth in the CFA® Institute Articles of Incorporation, Bylaws, Code of Ethics, Standards of Professional Conduct, Rules of Procedure for Proceedings Related to Professional Conduct, and other conditions, requirements, policies and procedures that may be established and amended from time to time, including the submission of an annual Professional Conduct Statement and the payment of membership dues. Failure to comply with the CFA® Institute conditions, requirements, policies and procedures can result in disciplinary sanctions, including suspension or revocation of the right to use the CFA® designation.
FOR THOSE WHO ARE REGISTERING FOR THE 2005 PROGRAM FOR THE FIRST TIME AND FOR ALL CANDIDATES WHO REMAIN IN THE PROGRAM AFTER 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.
Requirements to Be Awarded and to Maintain the Use of the CFA® Charter
To be awarded the CFA® charter, a candidate must:
1. Sequentially pass the Level I, Level II, and Level III examinations;
2. Have at least four years of acceptable professional experience working in the investment decision-making process; and
3. Join CFA® Institute as a member. As part of the application for CFA® Institute membership, a candidate must:
Provide current completed sponsor forms;
Sign and complete the Professional Conduct Statement;
Sign and agree to comply with the terms of the Member’s Agreement; and
Exhibit a high degree of ethical and professional conduct.
4. Apply concurrently for membership in a CFA® Institute Society of your choice. Your active membership in CFA® Institute Societies is an important part of continuing advancement in your profession.
5. Once a candidate becomes a CFA® charterholder, he or she must comply with the CFA® Institute conditions, requirements, policies and procedures of a CFA® charterholder and CFA® Institute member, including those set forth in the CFA® Institute Articles of Incorporation, Bylaws, Code of Ethics, Standards of Professional Conduct, Rules of Procedure for Proceedings Related to Professional Conduct, and other conditions, requirements, policies and procedures that may be established and amended from time to time, including the submission of an annual Professional Conduct Statement and the payment of membership dues. Failure to comply with the CFA® Institute conditions, requirements, policies and procedures can result in disciplinary sanctions, including suspension or revocation of the right to use the CFA® designation.
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